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Operators on Infinite Dimensional Vector Spaces 1

Authors

Bounded Linear Operators

Basics

Let XX and YY be Banach spaces and denote by X,Y\|\cdot \|_X, \|\cdot \|_Y their corresponding norms.

Definition 1.1: A map T:XYT : X \rightarrow Y is called a linear operator if:

  • For all x,ξXx,\xi \in X, T(x+ξ)=Tx+TξT(x + \xi) = Tx + T\xi;
  • For all xXx \in X and αC\alpha \in \mathbb{C}, T(αx)=αTxT(\alpha x) = \alpha Tx.

In particular, if TT is a linear operator then T0=0T0 = 0.

Definition 1.2: A linear map T:XYT: X \rightarrow Y is said to be bounded if there exists C>0C > 0 such that TxYCxX\|Tx\|_Y \leq C \|x\|_X for all xXx \in X.

Theorem 1.3: A linear map T:XYT: X \rightarrow Y is continuous if and only if it is bounded.

Proof: Assume first that TT is bounded, that is TxYCxX\|Tx\|_Y \leq C \|x\|_X. Let x0Xx_0 \in X and ε>0\varepsilon >0. Take δ=C1ε\delta = C^{-1}\varepsilon. Then for all xXx \in X satisfying xx0Xδ\|x-x_0\|_X \leq \delta, we have:

TxTx0Y=T(xx0)YCxx0Xε.\|Tx - Tx_0\|_Y = \|T(x-x_0)\|_Y \leq C\|x-x_0\|_X \leq \varepsilon.

This implies that TT is continuous.

Assume now that TT is continuous. Then TT is continuous at 00, and therefore there exists δ>0\delta >0 such that:

TξY=T(ξ0)Y1,\|T \xi\|_Y = \|T(\xi - 0)\|_Y \leq 1,

whenever ξXδ\| \xi \|_X \leq \delta.

If xXx \in X, let us denote c=δxX1c = \delta \|x\|_X^{-1} and ξ=cx\xi = cx. Then ξX=δ\|\xi\|_X = \delta. Since TT is a linear map, the equation above implies:

TxY=c1Tx0Yc1=δ1xX,\|Tx\|_Y = c^{-1}\|Tx_0\|_Y \leq c^{-1}=\delta^{-1}\|x\|_X,

which means that TT is bounded. \blacksquare

Notation: If TT is bounded, then there is a minimal constant CC such that TxYCxX\|Tx\|_Y \leq C\|x\|_X, which is denoted T\|T\| and called the operator norm:

T=supx0TxYxX=supxX=1TxY.\|T\| = \sup_{x \neq 0} \frac{\|Tx\|_Y}{\|x\|_X} = \sup_{\|x\|_X = 1}\|Tx\|_Y.

The set of all bounded operators from XX to YY is denoted by B(X,Y)\mathcal{B}(X,Y). We will mostly be interested in the case X=YX=Y; then the notation is B(X)=B(X,X)\mathcal{B}(X)= \mathcal{B}(X,X).

Theorem 1.4: Given two Banach spaces, the set B(X,Y)\mathcal{B}(X,Y) is a Banach space with respect to the operator norm defined above. Proof: Exercise. \blacksquare

Theorem 1.5: Given AB(Y,Z)A \in \mathcal{B}(Y,Z) and BB(X,Y)B \in \mathcal{B}(X,Y), the operator ABAB is bounded and its norm satisfies:

ABAB.\|AB\| \leq \|A\|\|B\|.

Proof: Exercise. \blacksquare

The previous two theorems together mean that B(X)\mathcal{B}(X) forms a Banach algebra, in other words a complete normed vector space along with a composition rule.

Definition 1.6: Let TB(X,Y)T \in \mathcal{B}(X,Y). The set:

kerT{xX:Tx=0}\ker T \coloneqq \{x \in X : Tx =0\}

is called the kernel of TT and the set:

RanT{TxY:xX}\text{Ran} T \coloneqq \{Tx \in Y : x \in X\}

is called the range of TT.

Theorem 1.7: For every TB(X,Y)T \in \mathcal{B}(X,Y), kerT\ker T is a closed set.

Proof: Exercise. \blacksquare

Notation 1.8: By II we always denote the identity operator Ix=xIx = x in a Banach space XX. If the Banach space for which it is the identity needs to be made clear, we write IXI_X.

Definition 1.9: Let X,YX,Y be Banach spaces, EXE \subset X a subspace and TB(E,Y)T \in \mathcal{B}(E,Y). We say that TT extends to XX if there exists T^B(X,Y)\hat{T} \in \mathcal{B}(X,Y) such that Tx=T^xTx = \hat{T}x for all xEx \in E. We often abuse notation and write TB(X,Y)T \in \mathcal{B}(X,Y) for the extension as well.

Theorem 1.10: Let DXD \subset X be a dense subspace, and let TB(D,Y)T \in \mathcal{B}(D,Y). Then TT extends to a bounded operator from XX to YY with the same norm.

Proof: Exercise. \blacksquare

Our main interest in this course will be B(H)\mathcal{B}(H), the class of bounded operators from a separable Hilbert space H\mathcal{H} to itself. In this case, the following objects are useful:

Definition 1.11: A map ϕ:H×HC\phi : \mathcal{H} \times \mathcal{H} \rightarrow \mathbb{C} is called a bounded sesquilinear form if it is linear in the first argument, anti-linear in the second argument and satisfies:

ϕ(x,y)Cxy|\phi(x,y)| \leq C \|x\|\|y\|

for some C>0C >0 and for all x,yHx,y \in \mathcal{H}.

Proposition 1.12: For each TB(H)T \in \mathcal{B}(\mathcal{H}) there exists a unique bounded sesquilinear form ϕ\phi such that:

ϕ(x,y)=(Tx,y), x,yH.\phi(x,y) = (Tx,y), \ x,y \in \mathcal{H}.

Conversely, for each bounded sesquilinear form ϕ\phi there is a unique TB(H)T \in \mathcal{B}(\mathcal{H}) such that the above identity holds.

Proof: Exercise. \blacksquare